Generalization through Lexical Abstraction in Transformer Models: The Case of Functional Words

Counts differ because each database indexes a different set of publications. We treat OpenAlex as the canonical count; Google Scholar is not shown (no API, and crawling it violates its ToS).

Pronouns, adverbs and other functional words (such as they, her, somewhere, there) are often used in language to replace concrete nouns or phrases, when their properties - such as gender, grammatical number - provide sufficient information for the given context. Do pretrained transformer models encode such functional words in a manner that allows them to be used like humans do? Can language models recognize the syntactic and semantic parallelism of sentences such as "The researchers wrote the paper" and "They wrote it", which relies on such lexical abstraction? We map these linguistic questions into the embedding space of a pretrained transformer model, and compare representations of nouns, with the representations of the pronouns and adverbs that can replace these nouns, in isolation and in parallel lexicalized and functional sentences. We then probe for shared syntactic and semantic structure in the embeddings of parallel lexicalized and functional sentences. We find that functional words are located centrally compared to nouns, but are also distinct, which is congruent with their behaviour as place-holders in a wide variety of contexts. The analysis of the embeddings of parallel (lexicalized and functional) sentences show them inhabiting different subspaces of the embedding space. Experiments that distil the structural information of the sentence show that training on either type of data does not reveal the shared structure - because of the over-consistency of the vocabulary (in case of the functional data), and the too much variety (in case of the lexicalized versions). However, training with a mix of functional and lexicalized sentences, the shared structure emerges.